The American Securities Association (ASA) is a national trade association representing regional financial services firms that operate in the capital markets. The organization advocates for policies that support capital formation, investor access to public markets, and a competitive regulatory environment for broker-dealers and investment firms.
Financial services regulation, securities market structure, capital formation, investor protection policy, broker-dealer oversight, and regulatory reform affecting regional and middle-market investment firms
Membership dues and industry contributions from member financial services firms
Member regional broker-dealers and investment banks; works with financial industry coalitions and market structure advocacy groups
Non-profit trade association
