Securities Industry and Financial Markets Association

https://www.sifma.orghttps://www.sifma.org/contact-us/

About the Organization

The Securities Industry and Financial Markets Association (SIFMA) is a leading trade association representing broker-dealers, investment banks, and asset managers operating in the U.S. and global capital markets. Its mission is to advocate for effective and efficient capital markets, promote investor opportunity, and support economic growth while fostering investor protection and market integrity.

Policy Goals

Financial services regulation, securities market structure, capital formation, banking and broker-dealer regulation, tax policy related to investment and capital markets, cybersecurity, retirement policy, and international financial regulatory coordination.

Funding

Membership dues from securities firms, banks, and asset management companies.

Affiliates

SIFMA Asset Management Group; member firms include major financial institutions such as JPMorgan Chase, Goldman Sachs, Morgan Stanley, and Bank of America.

Legal Structure

Trade association

Supporting Bills

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