The Securities Industry and Financial Markets Association (SIFMA) is a leading trade association representing broker-dealers, investment banks, and asset managers operating in the U.S. and global capital markets. Its mission is to advocate for effective and resilient capital markets, promote investor opportunity, and support economic growth while advancing sound industry practices and regulatory policies.
Financial services regulation, securities law, capital markets structure, banking and broker-dealer regulation, tax policy related to financial services, cybersecurity standards, retirement and investment policy, and market transparency and resilience initiatives
Membership dues from financial institutions and industry participants
SIFMA Asset Management Group, SIFMA Foundation, and member firms including major global banks, broker-dealers, and asset management companies
Trade association
